DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Asset & Financial Planning, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jay Alan Murray	Asset & Financial Planning, Ltd other	Geneos Wealth Management, Inc. other	Other	Oct 28, 2004	Sep 17, 2004
Anthony Carlos Romero	Asset & Financial Planning, Ltd other	LPL Financial LLC other	Other	Aug 25, 2004	Aug 10, 2004
Heather Simon Sevillano	Asset & Financial Planning, Ltd other	Northwestern Mutual Investment Services,LLC other	Other	Aug 25, 2004	Nov 1, 2004 (68 d)
Anthony James Wyss	Asset & Financial Planning, Ltd other	World Investment Advisors, LLC other	Other	Jan 31, 2003	Nov 5, 2025 (8314 d)
Gregory Joseph Ferone	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 9, 2002
Serafino Frank Maiorano	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. BD affiliated	Other	Dec 2, 2002	Apr 26, 2021 (6720 d)
Gregory Edward Puttick	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 17, 2002
Gerald B Hoenings	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 2, 2002	Oct 13, 2005 (1046 d)
Richard Andrew Boehm	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 9, 2002
Edward Levine	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 9, 2002
Peter Dominic Recchia	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 2, 2002	Apr 2, 2003 (121 d)
Jon Mitchell Peteuil	Asset & Financial Planning, Ltd other	Questar Capital Corporation unclassified	Other	Dec 2, 2002	Jun 2, 2003 (182 d)
Matthew Robert Boehm	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 16, 2002
Mark Alan Tarshis	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 2, 2002	Oct 8, 2003 (310 d)
Edward Eric Zang	Asset & Financial Planning, Ltd other	Ameriprise Advisor Services, Inc. unclassified	Other	Dec 2, 2002	Jul 3, 2003 (213 d)
Shawn Michael Agan	Asset & Financial Planning, Ltd other	Pfa/Pinnacle Financial Advisors unclassified	Other	Dec 2, 2002	Dec 4, 2002
Michael Brian Mcginley	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 2, 2002	Mar 21, 2003 (109 d)
Daniel Paul Mccarthy	Asset & Financial Planning, Ltd other	Cetera Investment Advisers LLC other	Other	Jul 15, 2002	Jun 26, 2002

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78 moves match.