DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Security Advisory Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gayle Elizabeth BlachuraFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Sae Chin KimFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
April Dawn Waff-ManoFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Debra Dedman ClendeninFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Jessica Blackburn WymanFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Alison Blackburn RodriguezFinancial Security Advisory Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
John Wesley AinlayFinancial Security Advisory Inc independent RIAStillwater Wealth Management Group LLC independent RIARIA to RIADec 2, 2025Dec 4, 2025
Elizabeth A DeludeFinancial Security Advisory Inc independent RIAPalladium Registered Investment Advisors independent RIARIA to RIASep 22, 2020Sep 21, 2020
David Leonard BelkFinancial Security Advisory Inc otherCarolina Financial Advisors, Inc. independent RIAOtherSep 10, 2018Jul 28, 2020 (687 d)
David Kent PrewetteFinancial Security Advisory Inc otherCenter Street Advisors, Inc. no RAUMOtherApr 27, 2015Apr 30, 2015
Cherene Lynn SmithFinancial Security Advisory Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 27, 2015Dec 10, 2015 (227 d)
Dennis Gerald StokleyFinancial Security Advisory Inc otherBrookstone Capital Management LLC otherOtherJun 30, 2009Sep 29, 2009 (91 d)
Katherine Lynette BrownFinancial Security Advisory Inc otherThe Advisory Firm Of Katherine L.Brown Limited Liability Company unclassifiedOtherApr 29, 2005Apr 28, 2005
John Martini JansenFinancial Security Advisory Inc otherOn Investment Management Co otherOtherJul 13, 2004Aug 9, 2004
Herbert Louis PerlinFinancial Security Advisory Inc otherNext Financial Group, Inc. otherOtherSep 2, 2003Aug 26, 2003
Page 1 of 1
15 moves match.