DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Sense Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Michael HerrscherFinancial Sense Advisors, Inc. independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankApr 8, 2025Oct 20, 2025 (195 d)
Sandra Ann PappalardoFinancial Sense Advisors, Inc. independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2024Dec 3, 2024
Aaron WiegmanFinancial Sense Advisors, Inc. independent RIASavvy independent RIARIA to RIAJan 19, 2024Jan 24, 2024
Abdiel Alan ValenzuelaFinancial Sense Advisors, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2023Jul 11, 2023
Joshua Paul NunnFinancial Sense Advisors, Inc. independent RIACentura Wealth Advisory independent RIARIA to RIAApr 21, 2023May 11, 2023
Dale William WalkerFinancial Sense Advisors, Inc. independent RIAThepartners Wealth Management independent RIARIA to RIAMar 31, 2023Apr 12, 2023
Crystal K ColbertFinancial Sense Advisors, Inc. independent RIABenefit Financial Services Group independent RIARIA to RIAFeb 23, 2022Mar 3, 2022
Ryan Douglas PreissFinancial Sense Advisors, Inc. independent RIAThepartners Wealth Management independent RIARIA to RIAJan 25, 2022Jul 21, 2025 (1273 d)
Becki Kathleen SuttonFinancial Sense Advisors, Inc. independent RIAWfa Of San Diego no RAUMRIA to a newly registered adviserApr 6, 2020Jan 19, 2021 (288 d)
Paul D HornFinancial Sense Advisors, Inc. independent RIAArk Financial Advisors, LLC unclassifiedOtherMar 28, 2019Apr 24, 2019
Sandra Ann PappalardoFinancial Sense Advisors, Inc. otherCuso Financial Services, L.P. otherOtherOct 26, 2015Jul 13, 2015
Cathlyn Anna HarrisFinancial Sense Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 10, 2014Jun 22, 2015 (285 d)
Sandra Ann PappalardoFinancial Sense Advisors, Inc. otherCuso Financial Services, L.P. otherOtherMar 5, 2013Feb 25, 2013
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13 moves match.