| Scott Alan Berg | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Dec 9, 2021 |
| John Hooper Mckee | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jul 30, 2021 |
| Michael Kim Chrysler | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 8, 2022 |
| Jon Cody Olson | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Dec 7, 2021 |
| Curtis Wayne Campbell | Resource Investment Architects, Inc. independent RIA | Private Wealth Group, LLC other | Other | Dec 31, 2021 | Feb 12, 2004 |
| Jayson Hans Jay | Resource Investment Architects, Inc. independent RIA | Harvest Wealth Advisors Inc no RAUM | Other | Dec 31, 2021 | Jan 4, 2012 |
| Michael Jerome Lickiss | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Dec 6, 2021 |
| Aaron Richard Squires | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 21, 2022 |
| Kyle Max Stodtmeister | Resource Investment Architects, Inc. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 21, 2022 |
| Shane Jon Meares | Resource Investment Architects, Inc. independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Aug 21, 2020 | Aug 2, 2022 (711 d) |
| Gary Forrest Thomas | Resource Investment Architects, Inc. independent RIA | Claraphi Advisory Network, LLC independent RIA | RIA to RIA | Dec 17, 2019 | Dec 2, 2019 |
| John Lavern Lymath | Resource Investment Architects, Inc. other | Scf Investment Advisors, Inc. other | Other | Oct 25, 2016 | Oct 24, 2016 |
| Creg V Shaffer | Resource Investment Architects, Inc. other | Concert Wealth Management other | Other | Feb 21, 2013 | Feb 20, 2013 |
| Jennifer Ann Davis | Resource Investment Architects, Inc. other | Skyoak Capital, Inc. other | Other | Feb 17, 2011 | Jul 8, 2010 |
| Donald Lyman Watson | Resource Investment Architects, Inc. other | Skyoak Capital, Inc. other | Other | Feb 17, 2011 | Jul 29, 2010 |
| Daniel Patrick Leahy | Resource Investment Architects, Inc. other | Qa3 Financial LLC unclassified | Other | Oct 2, 2008 | Oct 2, 2008 |
| Phillip John Mottini | Resource Investment Architects, Inc. other | Qa3 Financial LLC unclassified | Other | Dec 10, 2004 | Dec 13, 2004 |
| Tim Taylor Smith | Resource Investment Architects, Inc. other | Qa3 Financial LLC unclassified | Other | Dec 10, 2004 | Dec 13, 2004 |