DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from U.S. Bancorp Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Karen Lynn Stevison	U.S. Bancorp Asset Management, Inc. other	Nuveen Asset Management, LLC other	Other	Jan 5, 2011	May 3, 2011 (118 d)
Thomas Vincent Reid	U.S. Bancorp Asset Management, Inc. other	Nuveen Asset Management, LLC other	Other	Jan 5, 2011	Apr 11, 2011 (96 d)
Ryan Patrick Dwyer	U.S. Bancorp Asset Management, Inc. other	Nuveen Asset Management, LLC other	Other	Jan 5, 2011	Mar 11, 2011 (65 d)
Kevin William Campbell	U.S. Bancorp Asset Management, Inc. other	Sunset Financial Services, Inc. other	Other	Jan 5, 2011	Aug 11, 2011 (218 d)
Nicholas Henry Lanctot	U.S. Bancorp Asset Management, Inc. other	Nuveen Asset Management, LLC other	Other	Jan 5, 2011	Apr 9, 2011 (94 d)
Andrew Philip Haas	U.S. Bancorp Asset Management, Inc. other	Nuveen Asset Management, LLC other	Other	Jan 5, 2011	Apr 4, 2011 (89 d)
Joseph Peyton Belew	U.S. Bancorp Asset Management, Inc. other	9258 Wealth Management, LLC independent RIA	Other	Dec 31, 2005	Apr 3, 2024 (6668 d)
Barry William Randall	U.S. Bancorp Asset Management, Inc. other	Wilmington Trust Investment Advisors, Inc. other	Other	Aug 29, 2005	Feb 21, 2007 (541 d)
Brian Joseph Thomas	U.S. Bancorp Asset Management, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Nov 29, 2004	Mar 16, 2005 (107 d)
Joseph Anthony Frohna	U.S. Bancorp Asset Management, Inc. other	Cortina Asset Management, LLC other	Other	Apr 20, 2004	Jul 26, 2004 (97 d)
Matthew D'Attilio	U.S. Bancorp Asset Management, Inc. other	Reinhart Partners, LLC other	Other	May 1, 2003	Jan 31, 2007 (1371 d)
Todd Matthew Krieg	U.S. Bancorp Asset Management, Inc. other	Reinhart Partners, LLC other	Other	May 1, 2003	Jan 31, 2007 (1371 d)
Peter Charles Merzian	U.S. Bancorp Asset Management, Inc. other	Ws Griffith Securities, Inc. unclassified	Other	Jan 9, 2003	Oct 14, 2003 (278 d)

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13 moves match.