DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hart Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy Jean Almond | Hart Capital Management, Inc. independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2021 | Jan 21, 2021 |
| Brian Christopher Wagnon | Hart Capital Management, Inc. independent RIA | Facet independent RIA | RIA to RIA | Sep 10, 2020 | Sep 15, 2020 |
| Karen Oeser | Hart Capital Management, Inc. independent RIA | Means Wealth Management independent RIA | RIA to RIA | Nov 12, 2019 | Aug 2, 2024 (1725 d) |
| James Carl Czirr | Hart Capital Management, Inc. independent RIA | Vickerman & Driscoll Financial Advisors,Inc. independent RIA | RIA to RIA | Dec 5, 2018 | Jan 18, 2019 (44 d) |
| William Andrew Moon | Hart Capital Management, Inc. other | D.A. Davidson & Co. independent RIA | Other | Dec 31, 2017 | Jan 4, 2018 |
| Colin Thomas Kelly | Hart Capital Management, Inc. other | Signia Capital Management other | Other | Oct 2, 2009 | Jul 20, 2010 (291 d) |
| Susan Lynn Brunner | Hart Capital Management, Inc. other | D.A. Davidson & Co. other | Other | Nov 5, 2007 | Sep 23, 2008 (323 d) |
Page 1 of 1
7 moves match.