DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mora Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Juan Guerra | Mora Capital Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 12, 2026 | Mar 17, 2026 |
| Alexandro Ampudia Tommasi | Mora Capital Management, LLC independent RIA | Bolton Global Asset Management mixed wealth | RIA to RIA | Jan 16, 2026 | Jan 9, 2026 |
| Roger Bosch | Mora Capital Management, LLC independent RIA | Amerant Investments, Inc. mixed wealth | RIA to RIA | Nov 21, 2025 | Dec 9, 2025 |
| Maria A Hebditch | Mora Capital Management, LLC independent RIA | Insigneo Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2025 | Aug 22, 2025 |
| Ana Carolina Arnau | Mora Capital Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 22, 2024 | Jul 1, 2024 (101 d) |
| Giselle Bircann Mercado | Mora Capital Management, LLC independent RIA | Bolton Global Asset Management mixed wealth | RIA to RIA | Sep 6, 2022 | Aug 15, 2022 |
| Eli Butnaru | Mora Capital Management, LLC independent RIA | Bolton Global Asset Management mixed wealth | RIA to RIA | Aug 12, 2022 | Aug 8, 2022 |
| Jad Hoche | Mora Capital Management, LLC independent RIA | Wizest Inc. no RAUM | RIA to a newly registered adviser | Oct 6, 2021 | Jul 21, 2022 (288 d) |
| Stephen Charles Potts | Mora Capital Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2019 | Oct 24, 2019 |
| German Ricardo Mora | Mora Capital Management, LLC independent RIA | Stonex International Advisors Inc independent RIA | RIA to RIA | Jun 28, 2019 | Jul 3, 2019 |
| Cristina Claribel Acosta | Mora Capital Management, LLC independent RIA | Crescendo Asset Management LLC other | Other | Oct 1, 2018 | Aug 30, 2019 (333 d) |
| Jeffrey Mark Eagle | Mora Capital Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 27, 2018 | Aug 6, 2018 |
| Henry David Aguilar Bello | Mora Capital Management, LLC independent RIA | Bci Securities, Inc. mixed wealth | RIA to RIA | Jun 27, 2018 | Jun 27, 2018 |
| Carey Mitchell Blecher | Mora Capital Management, LLC independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2018 | Nov 9, 2018 (156 d) |
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14 moves match.