DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Colorado Financial Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Robert Miller | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Mar 28, 2024 | Mar 28, 2024 |
| James Chartrey | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Mar 28, 2024 | Mar 28, 2024 |
| Mathias Pryce Silberstein | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Jan 23, 2024 | Sep 26, 2023 |
| Robert Louis Lucente | Colorado Financial Management LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Aug 21, 2023 | Mar 18, 2024 (210 d) |
| Meagan D'Angelo | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 20, 2023 | Apr 20, 2023 |
| William Andrew Snider | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 18, 2023 | Apr 12, 2023 |
| Luke Robert Daniel | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 18, 2023 | May 31, 2024 (409 d) |
| Jordan Tyler Kunz | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 18, 2023 | Apr 14, 2023 |
| Viktoria Falus | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 18, 2023 | May 29, 2024 (407 d) |
| Barbara Katrien Lommen | Colorado Financial Management LLC independent RIA | Lido independent RIA | RIA to RIA | Apr 18, 2023 | Apr 13, 2023 |
| Timothy Wayne Dutton | Colorado Financial Management LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 6, 2022 | Jan 5, 2023 |
| David E Eads | Colorado Financial Management LLC independent RIA | Vital Investment Management LLC no RAUM | RIA to a newly registered adviser | Apr 9, 2019 | Mar 22, 2019 |
| Kreighton Kennedy Bieger | Colorado Financial Management LLC other | Kilterhowling LLC independent RIA | Other | Feb 8, 2014 | Apr 8, 2014 (59 d) |
| Derrick Wait Robinson | Colorado Financial Management LLC other | Robinson Capital Management LLC other | Other | Apr 2, 2008 | Oct 4, 2007 |
Page 1 of 1
14 moves match.