DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Charter Advisory Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher FrazzettaCharter Advisory Corporation independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 18, 2026Mar 20, 2020
George Andrew LauckCharter Advisory Corporation independent RIALPL Financial LLC otherOtherApr 6, 2020Sep 13, 2013
Michael Anthony TavelCharter Advisory Corporation independent RIATavel Insurance & Financial Services, LLC state registeredRIA to a state-registered adviserMay 14, 2019Apr 24, 2019
David Charles HobbsCharter Advisory Corporation independent RIAWealth Advisory Solutions, LLC independent RIARIA to RIAMar 11, 2019Mar 5, 2019
Broderic Charles SchoenCharter Advisory Corporation independent RIACapital Client Group, Inc. no RAUMOtherMay 5, 2017Jun 7, 2017 (33 d)
Antenielle Marie BellCharter Advisory Corporation independent RIALPL Financial LLC otherOtherSep 3, 2014Sep 25, 2014
Angie D TrandaiCharter Advisory Corporation independent RIAIntegrity Alliance, LLC otherOtherMar 12, 2013Mar 8, 2013
Wesley Pryce SykesCharter Advisory Corporation independent RIAMoney Concepts Advisory Service otherOtherApr 22, 2009Apr 29, 2009
Martin Edwin JamesCharter Advisory Corporation independent RIAInvest Financial Corporation otherOtherJan 5, 2006Nov 16, 2005
Greg Alan StorenCharter Advisory Corporation independent RIAInvest Financial Corporation otherOtherJan 5, 2006Dec 2, 2005
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10 moves match.