DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Affinity Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karey Anne CastoAffinity Financial Advisors independent RIACetera Advisor Networks LLC otherOtherOct 6, 2023May 28, 2009
Ryan Frederick SmithAffinity Financial Advisors independent RIARyan Smith Financial Services state registeredRIA to a state-registered adviserOct 6, 2023Apr 28, 2023
James Xerxes PhillipsAffinity Financial Advisors independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2023Jun 1, 2023
Garth Ovead MoreauAffinity Financial Advisors independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2023Jun 15, 2023
Robert StarkAffinity Financial Advisors independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2023Oct 17, 2023
Nathan R KallalAffinity Financial Advisors independent RIAOxenfree Financial no RAUMRIA to a newly registered adviserOct 6, 2023Jul 10, 2023
John SinchokAffinity Financial Advisors independent RIAOxenfree Financial no RAUMRIA to a newly registered adviserOct 6, 2023Jul 10, 2023
Luke Jonathan BunchAffinity Financial Advisors independent RIAOxenfree Financial no RAUMRIA to a newly registered adviserOct 6, 2023Jul 10, 2023
Peter KnutsonAffinity Financial Advisors independent RIACetera Advisor Networks LLC otherOtherAug 15, 2023May 13, 2008
James M MooreAffinity Financial Advisors independent RIATwo West Capital Advisors LLC institutionalOtherAug 15, 2023Nov 7, 2019
Judith Lynn McdanielAffinity Financial Advisors independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 15, 2023May 17, 2001
Anna RichardsonAffinity Financial Advisors independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2023Apr 26, 2023
Cali Ann VisentinAffinity Financial Advisors independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2023Apr 26, 2023
Eric Allan SoetaertAffinity Financial Advisors independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2023Apr 26, 2023
Casey TreenAffinity Financial Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2022May 13, 2022 (74 d)
Ian Kelly-ThomasAffinity Financial Advisors independent RIAIkt Holdings, Inc. unclassifiedOtherJan 14, 2020Dec 21, 2021 (707 d)
Edward Karl ZellerAffinity Financial Advisors otherCetera Investment Advisers LLC BD affiliatedOtherApr 3, 2015Jun 29, 2023 (3009 d)
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17 moves match.