DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Efs Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Jon Scherven | Efs Advisors BD affiliated | Advanced Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2026 | Nov 4, 2013 |
| Brian Thomas Limborg | Efs Advisors BD affiliated | Advanced Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2026 | Nov 1, 2013 |
| Ryan Mark Quade | Efs Advisors BD affiliated | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | May 14, 2026 (393 d) |
| Paul Anthony Rizzio | Efs Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 4, 2025 |
| Joshua Ryan Decker | Efs Advisors BD affiliated | Advanced Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Nov 1, 2013 |
| Matthew Wayne Martinson | Efs Advisors BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Jul 30, 2024 |
| Tammy Lee Holstein | Efs Advisors independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2023 | Feb 27, 2023 |
| Jason A Janes | Efs Advisors independent RIA | Simplicity Solutions, LLC asset manager | Other | Nov 1, 2019 | Feb 18, 2020 (109 d) |
| Thomas Wayne Ottman | Efs Advisors other | Advanced Advisor Group, LLC independent RIA | Other | May 25, 2016 | Nov 4, 2013 |
| Karsten David Melgaard | Efs Advisors other | Bancwest Investment Services, Inc. (Bwis) other | Other | Aug 3, 2010 | Oct 4, 2010 (62 d) |
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10 moves match.