DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bfc Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Jefferson McdowellBfc Planning, Inc. otherOsaic Wealth, Inc. otherOtherJun 20, 2016Jun 20, 2016
Timothy Gerard HermeschBfc Planning, Inc. otherSecurities America Advisors, Inc. otherOtherJun 15, 2016Jun 14, 2016
Chwei-Guang ChiouBfc Planning, Inc. otherAusdal Financial Partners, Inc. otherOtherApr 15, 2016Apr 14, 2016
Rebecca Speck FosterBfc Planning, Inc. otherEquitable Advisors, LLC national BDOtherDec 31, 2015Dec 16, 2015
Caleb Joshua GodingBfc Planning, Inc. otherCharleston Capital Management, LLC unclassifiedOtherDec 31, 2015Feb 18, 2016 (49 d)
Alexander L SkabryBfc Planning, Inc. otherHarvest Capital Assets, LLC independent RIAOtherDec 8, 2015Aug 12, 2021 (2074 d)
Bret Robert JohnsonBfc Planning, Inc. otherAmeriprise Financial Services, LLC national BDOtherMay 20, 2015May 11, 2015
Laurie Ann Ellis-McleodBfc Planning, Inc. otherSpc otherOtherMar 26, 2015Mar 26, 2015
Hyrum Legrand SmithBfc Planning, Inc. otherBlue Barn Wealth independent RIAOtherJan 30, 2015Apr 2, 2015 (62 d)
Todd Robert CarmackBfc Planning, Inc. otherBedrock Investment Advisors otherOtherNov 7, 2014Nov 4, 2014
Jeffrey Stuart BoettcherBfc Planning, Inc. otherBedrock Investment Advisors otherOtherNov 6, 2014Nov 4, 2014
John Russell HollandBfc Planning, Inc. otherSummit Financial Group Inc otherOtherAug 29, 2014Sep 15, 2014
Raymond Edwin WhitakerBfc Planning, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMar 3, 2014Mar 4, 2014
Bryan Hugh PepperBfc Planning, Inc. otherFirstpoint Financial, LLC no RAUMOtherDec 3, 2013Dec 10, 2013
Matthew Uki TaeBfc Planning, Inc. otherDiversified Human Solutions state registeredOtherMay 17, 2013Oct 16, 2013 (152 d)
Jason Riichi SegawaBfc Planning, Inc. otherIndependent Financial Group, LLC otherOtherJan 14, 2013Jan 14, 2013
Brian Wallace SchillingBfc Planning, Inc. otherCuna Brokerage Services, Inc. otherOtherOct 25, 2012Jan 25, 2013 (92 d)
Richard Charles CorseBfc Planning, Inc. otherWestmont Capital Advisors, LLC state registeredOtherSep 21, 2012Nov 8, 2012 (48 d)
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138 moves match.