DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Portfolio Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David KeelIndependent Portfolio Consultants, Inc. otherIntegra Capital Advisors otherOtherDec 31, 2017Jan 2, 2018
Edward Theodore KemmIndependent Portfolio Consultants, Inc. otherOppenheimer & Co. Inc. otherOtherDec 31, 2017Mar 21, 2018 (80 d)
Victor Vernon SandersIndependent Portfolio Consultants, Inc. otherOsaic Fa, Inc. otherOtherDec 31, 2017Dec 13, 2017
Frederick Samuel Joyce, Jr.Independent Portfolio Consultants, Inc. otherMoney Manager Inc. state registeredOtherSep 21, 2017Dec 18, 2019 (818 d)
Alan Dean BushIndependent Portfolio Consultants, Inc. otherAdvest, Inc. unclassifiedOtherSep 21, 2017Mar 19, 2003
Katherine Jeanette CathcartIndependent Portfolio Consultants, Inc. otherLogan Capital Management, Inc. otherOtherAug 4, 2017Dec 13, 2017 (131 d)
Jennifer Wright HeerenIndependent Portfolio Consultants, Inc. otherSvb Wealth otherOtherMar 9, 2017Mar 30, 2017
Ernst MahlerIndependent Portfolio Consultants, Inc. otherOsaic Fa, Inc. otherOtherMar 7, 2017May 24, 2017 (78 d)
Cheryl Lynn UnderwoodIndependent Portfolio Consultants, Inc. otherOppenheimer & Co. Inc. otherOtherJan 25, 2017Jan 11, 2017
Mark Norwood LindblomIndependent Portfolio Consultants, Inc. otherMorgan Stanley wirehouseOtherJan 6, 2017Sep 4, 2018 (606 d)
John Boyd WhitledgeIndependent Portfolio Consultants, Inc. otherAdvest, Inc. unclassifiedOtherNov 16, 2016Mar 19, 2003
Karla RansdellIndependent Portfolio Consultants, Inc. otherIpc Private Wealth Partners, LLC no RAUMOtherSep 9, 2016Sep 26, 2016
Carl David RobinsonIndependent Portfolio Consultants, Inc. otherM&T Securities, Inc. unclassifiedOtherJun 29, 2016Sep 2, 2016 (65 d)
Mary Elizabeth FuglerIndependent Portfolio Consultants, Inc. otherElevage Partners, LLC independent RIAOtherJun 30, 2015Jun 19, 2017 (720 d)
Kimberly Faith SowersIndependent Portfolio Consultants, Inc. otherSage Advisory Services Ltd Co otherOtherSep 30, 2014Oct 13, 2014
Shane Austin MorrowIndependent Portfolio Consultants, Inc. otherEagle Strategies LLC otherOtherMar 6, 2013Dec 23, 2013 (292 d)
Andrea Beth SheikhIndependent Portfolio Consultants, Inc. otherEagle Strategies LLC otherOtherOct 19, 2012Jan 25, 2013 (98 d)
Maribeth BatesIndependent Portfolio Consultants, Inc. otherOsaic Fa, Inc. otherOtherOct 15, 2012Sep 9, 2014 (694 d)
Sydney Lea HaleIndependent Portfolio Consultants, Inc. otherEagle Strategies LLC otherOtherMay 18, 2012Jul 23, 2012 (66 d)
Carol Ann MulcahyIndependent Portfolio Consultants, Inc. otherCumberland Advisors otherOtherMay 23, 2006Jun 21, 2006
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20 moves match.