DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mutual Trust Asset Mgmt., Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael David RileyMutual Trust Asset Mgmt., Inc. independent RIASimplicity Wealth mixed wealthRIA to RIAAug 8, 2025Aug 20, 2025
Brian WakefieldMutual Trust Asset Mgmt., Inc. independent RIASimplicity Wealth mixed wealthRIA to RIAAug 8, 2025Aug 19, 2025
Michael Chase GilbertMutual Trust Asset Mgmt., Inc. independent RIASimplicity Wealth otherOtherOct 25, 2024Feb 28, 2025 (126 d)
Sean Stephen PendrayMutual Trust Asset Mgmt., Inc. independent RIAMerited Wealth, LLC independent RIARIA to RIAJun 13, 2024Jun 14, 2024
Steven Lloyd HollandMutual Trust Asset Mgmt., Inc. independent RIAThe Holland Group, Retirement Wealth Advisors, LLC independent RIARIA to RIAMay 14, 2024Apr 2, 2025 (323 d)
Allen Leroy ClaggettMutual Trust Asset Mgmt., Inc. independent RIAThe Holland Group, Retirement Wealth Advisors, LLC independent RIARIA to RIAMay 14, 2024Jan 1, 2026 (597 d)
Paul James DipalmaMutual Trust Asset Mgmt., Inc. independent RIAThe Holland Group, Retirement Wealth Advisors, LLC no RAUMRIA to a newly registered adviserMay 14, 2024Jan 11, 2024
Vincent MunnoMutual Trust Asset Mgmt., Inc. independent RIASimplicity Wealth mixed wealthRIA to RIASep 6, 2023Jan 6, 2026 (853 d)
Peter Julian TaurinskasMutual Trust Asset Mgmt., Inc. independent RIATen Point Wealth Management, LLC unclassifiedOtherJan 30, 2023Jan 31, 2023
Joshua ShapiroMutual Trust Asset Mgmt., Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 5, 2022Jun 29, 2023 (420 d)
Raman J SinghMutual Trust Asset Mgmt., Inc. independent RIAFacet independent RIARIA to RIAMar 23, 2021Apr 15, 2021
Gerald E ShawMutual Trust Asset Mgmt., Inc. independent RIAStark Financial Advisers, Inc. independent RIARIA to RIAJun 8, 2020Aug 25, 2020 (78 d)
Scott Evan GreeneMutual Trust Asset Mgmt., Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherJan 10, 2017Jun 5, 2017 (146 d)
Ann Margaret JohnsonMutual Trust Asset Mgmt., Inc. otherJ. W. Cole Advisors, Inc. otherOtherMar 4, 2016Jan 28, 2016
James Bradley TeegardenMutual Trust Asset Mgmt., Inc. otherTriad Advisors, LLC otherOtherMar 21, 2013Mar 22, 2013
Ryan Patrick McclellandMutual Trust Asset Mgmt., Inc. otherJ. W. Cole Advisors, Inc. otherOtherApr 15, 2011May 4, 2011
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16 moves match.