DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fai Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Jerome KuceraFai Advisors, Inc. independent RIAOn Investment Management Co otherOtherDec 9, 2024Jul 7, 2010
Carson Drew MamoFai Advisors, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2024Dec 6, 2024 (37 d)
Asalyn Dubois CoachmanFai Advisors, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2023Nov 30, 2023
Daniel Brian ZechFai Advisors, Inc. independent RIAStalt Financial, LLC unclassifiedOtherOct 5, 2022Sep 9, 2022
J Cortney OtterbeinFai Advisors, Inc. independent RIAOn Investment Management Co otherOtherSep 19, 2017Apr 23, 2010
Asalyn Dubois CoachmanFai Advisors, Inc. independent RIAOn Investment Management Co otherOtherSep 19, 2017Jun 14, 2012
Richard Joseph HamlinFai Advisors, Inc. independent RIAOn Investment Management Co otherOtherMay 21, 2014Jun 23, 2010
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7 moves match.