DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ofm Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sam OgrizovichOfm Wealth independent RIACambridge Investment Research, Inc. unclassifiedOtherSep 25, 2025Mar 18, 2005
Cristine Marie MarikOfm Wealth independent RIAModern Wealth Management, LLC independent RIARIA to RIASep 25, 2025Apr 25, 2025
Matthew James SchaapOfm Wealth independent RIAModern Wealth Management, LLC independent RIARIA to RIASep 25, 2025Apr 29, 2025
Brendan Thomas NuzzoOfm Wealth independent RIAModern Wealth Management, LLC independent RIARIA to RIASep 25, 2025Apr 25, 2025
Jeffrey Carl GrenchikOfm Wealth independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Feb 3, 2022
William L. TraylorOfm Wealth independent RIAMariner independent RIARIA to RIADec 17, 2018Jan 18, 2019 (32 d)
James BallorOfm Wealth otherJ.P. Morgan Securities LLC wirehouseOtherJun 30, 2016Jan 9, 2017 (193 d)
Jesse Joseph SzlagaOfm Wealth otherMariner Wealth Advisors no RAUMOtherOct 30, 2015Nov 11, 2015
Joel D PoortengaOfm Wealth otherGps Financial Group, LLC state registeredOtherJul 31, 2015Jan 8, 2016 (161 d)
James Noel LouwerseOfm Wealth otherGps Financial Group, LLC state registeredOtherJul 16, 2015Jan 4, 2016 (172 d)
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10 moves match.