DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carmel Capital Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chelsey D Frate | Carmel Capital Partners, LLC independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Sep 16, 2026 (61 d) |
| James Francis Thomas | Carmel Capital Partners, LLC independent RIA | Superior Planning Wealth Management & Family Office independent RIA | RIA to RIA | Nov 25, 2025 | Sep 20, 2024 |
| Lawrence M Parente | Carmel Capital Partners, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 27, 2023 | Oct 31, 2025 (949 d) |
| Arch Laurence Peregoff | Carmel Capital Partners, LLC other | Seabird Investment Partners no RAUM | Other | Jan 17, 2017 | Jun 29, 2016 |
| Glenn Steven Goodstein | Carmel Capital Partners, LLC other | The Investment House LLC other | Other | Mar 14, 2016 | Nov 6, 2012 |
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5 moves match.