DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pwa Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jody Ann WernerPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Paula Marie TrembaPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Joseph Anthony ScarpoPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 20, 2021
Michael John PassalinquaPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Jeffrey J HeasleyPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Keith Patrick BiskupPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Nicholas Michael WilsonPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Joseph Corey HowardPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Anthony Nicholas ScarpoPwa Wealth Management independent RIACaptrust institutionalOtherMar 31, 2021Jan 19, 2021
Michael Arthur DivensPwa Wealth Management independent RIAHapanowicz Financial independent RIARIA to RIAMar 1, 2021May 14, 2021 (74 d)
Daniel Patrick MccurryPwa Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 10, 2019Aug 23, 2019
Stuart Marc MillerPwa Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankSep 10, 2019Aug 23, 2019
Melissa Tsaggaris CorsoPwa Wealth Management otherJms Capital Group Wealth Services, LLC otherOtherJun 8, 2017Feb 19, 2016
Scott William MillerPwa Wealth Management otherJms Capital Group Wealth Services, LLC otherOtherJun 8, 2017Feb 19, 2016
John Martin SchneiderPwa Wealth Management otherJms Capital Group Wealth Services, LLC otherOtherJan 18, 2017Feb 22, 2016
Lisa Joyce DelisioPwa Wealth Management otherFort Pitt Capital Group, LLC otherOtherJul 15, 2014Apr 5, 2016 (630 d)
David Lee RishelPwa Wealth Management otherBill Few Associates, Inc. otherOtherMar 1, 2013Mar 4, 2013
Timothy Michael SeaboltPwa Wealth Management otherMorgan Stanley wirehouseOtherFeb 29, 2012Sep 26, 2012 (210 d)
Michelle Lynn BenderPwa Wealth Management otherInvest Financial Corporation otherOtherSep 27, 2010Sep 24, 2010
Caitlin Nmn CullyPwa Wealth Management otherWealthcare Capital Management LLC otherOtherMar 23, 2010Jun 10, 2010 (79 d)
Jeffrey J HeasleyPwa Wealth Management otherBill Few Securities, Inc. unclassifiedOtherNov 23, 2004Jul 7, 2004
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21 moves match.