DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Straightline
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Fisher Mosshart | Straightline independent RIA | Raymond John Management LLC state registered | RIA to a state-registered adviser | May 10, 2024 | Oct 30, 2024 (173 d) |
| Evan R. Sassack | Straightline independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jul 14, 2022 | Nov 10, 2016 |
| Giancarlo Dorazio | Straightline other | Advice And Planning Services other | Other | May 27, 2014 | Jun 10, 2014 |
| Todd A Bertsch | Straightline other | Voya Financial Partners, LLC other | Other | Aug 12, 2004 | Mar 4, 2005 (204 d) |
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4 moves match.