DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alexandria Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Andrew Ferguson | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2021 | Oct 29, 2021 |
| Eileen Polese | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2021 | Oct 29, 2021 |
| David Patrick Beatson | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Scott Stirling Walker | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| John Kyle Redican | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Raphael Lewis | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Bryan W Keane | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Louis N Liberatore | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Todd Tamagnini | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Ingrid Portia John | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Catherine Eleanor Mulcahy | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Charles J.A. D'Angelo | Alexandria Capital other | Westmount Capital Group LLC state registered | Other | May 3, 2017 | Jun 18, 2026 (3333 d) |
| John Andrew Frisch | Alexandria Capital other | Alliant Wealth Advisors other | Other | Mar 28, 2017 | Aug 12, 2016 |
| Cheryl S Parrish | Alexandria Capital other | Alliant Wealth Advisors other | Other | Mar 8, 2017 | Mar 31, 2017 |
| Eli Weissman | Alexandria Capital other | Bb&T Securities, LLC other | Other | Nov 17, 2016 | Dec 5, 2016 |
| Jon Westfall Courtney | Alexandria Capital other | Avalan, LLC other | Other | Apr 7, 2016 | Mar 4, 2016 |
| Nayivi Veronica Velez | Alexandria Capital other | Avalan, LLC other | Other | Apr 7, 2016 | Mar 3, 2016 |
| Michael Francis Byman | Alexandria Capital other | Hemington Wealth Management other | Other | Jan 24, 2014 | Mar 27, 2014 (62 d) |
| Katherine Hovey Fox | Alexandria Capital other | Advice And Planning Services other | Other | Feb 1, 2013 | Jan 29, 2013 |
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19 moves match.