DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dividend Assets Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alex Charles Meintel | Dividend Assets Capital, LLC independent RIA | Tidal Creek Capital Advisors independent RIA | RIA to RIA | Sep 2, 2026 | Sep 2, 2026 |
| James Glenn Haley | Dividend Assets Capital, LLC independent RIA | Fenimore Asset Management, Inc. mixed wealth | RIA to RIA | Dec 9, 2025 | Jan 16, 2026 (38 d) |
| Michael Paul Kuehn | Dividend Assets Capital, LLC independent RIA | Verity Investment Partners independent RIA | RIA to RIA | Mar 28, 2019 | Apr 4, 2019 |
| Michael Wayne Nix | Dividend Assets Capital, LLC independent RIA | Verity Investment Partners independent RIA | RIA to RIA | Feb 25, 2019 | Apr 11, 2018 |
| Edward Pinckney Taylor | Dividend Assets Capital, LLC independent RIA | Tidal Creek Capital Advisors independent RIA | RIA to RIA | Sep 26, 2018 | Feb 21, 2018 |
| John Carroll Cheshire | Dividend Assets Capital, LLC independent RIA | Asio Capital LLC no RAUM | RIA to a newly registered adviser | Sep 6, 2018 | Aug 28, 2018 |
| Eugene Francis Balerna | Dividend Assets Capital, LLC other | Oak Advisors, LLC other | Other | Sep 14, 2016 | Sep 20, 2016 |
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7 moves match.