DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dupree Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ema D WilburnDupree Financial Group, LLC independent RIALevel Four Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2023Aug 24, 2023
Phillip Ezekiel SextonDupree Financial Group, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMar 11, 2022Feb 15, 2022
Thomas Clark DupreeDupree Financial Group, LLC independent RIAStrategy Financial Group independent RIARIA to RIAMar 11, 2022Jul 12, 2022 (123 d)
Colin Thomas WheelerDupree Financial Group, LLC otherOn Investment Management Co otherOtherOct 15, 2015Oct 28, 2015
Logan Edward FosterDupree Financial Group, LLC otherFoster Investment Services state registeredOtherDec 13, 2013Nov 27, 2020 (2541 d)
Richard F BroadbentDupree Financial Group, LLC otherMeridian Wealth Management, LLC independent RIAOtherAug 1, 2012Apr 21, 2021 (3185 d)
Thomas Parmelee DupreeDupree Financial Group, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJun 10, 2005Jun 8, 2009 (1459 d)
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7 moves match.