DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Buckman Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allan Katz | Buckman Advisory Group LLC independent RIA | Stirlingshire Investments no RAUM | RIA to a newly registered adviser | Jun 14, 2023 | Sep 12, 2023 (90 d) |
| Said Abouomar | Buckman Advisory Group LLC independent RIA | Private Portfolio Partners, LLC independent RIA | RIA to RIA | Dec 7, 2021 | Dec 6, 2021 |
| Matthew Willett Taylor | Buckman Advisory Group LLC independent RIA | Private Portfolio Partners, LLC independent RIA | RIA to RIA | Dec 2, 2021 | Dec 10, 2021 |
| David Comings Whitmore | Buckman Advisory Group LLC independent RIA | Strategic Blueprint, LLC independent RIA | RIA to RIA | May 5, 2021 | May 18, 2021 |
| Leslie K Curran | Buckman Advisory Group LLC other | Regal Advisory Services, Inc. other | Other | Mar 6, 2018 | Mar 14, 2018 |
| Peter Monks | Buckman Advisory Group LLC other | Kovack Advisors, Inc. other | Other | Jul 1, 2015 | Jul 13, 2015 |
| Deepak Nervanda Appaya | Buckman Advisory Group LLC other | On Investment Management Co other | Other | Dec 18, 2009 | Apr 11, 2011 (479 d) |
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7 moves match.