DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Newfocus Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chad Mitchell BurtonNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 31, 2021Feb 9, 2021
Ryan Patrick IgnacioNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 10, 2021
Daniel Steven FedermanNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 9, 2021
Mark Patrick FarrellyNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 9, 2021
Steven Bradley StaceyNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 9, 2021
Jaron E GardinerNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 10, 2021
Thomas Craig Kwang-Soo RasmussenNewfocus Financial Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 23, 2021Feb 9, 2021
Daniel Laurence KoernerNewfocus Financial Group, LLC independent RIAJames R. Martin Consulting, Inc independent RIARIA to RIAJan 15, 2020Jul 9, 2025 (2002 d)
Cory Michael EvansNewfocus Financial Group, LLC otherStrategic Advisers LLC national BDOtherMar 24, 2015Sep 8, 2015 (168 d)
Patrick James MasonNewfocus Financial Group, LLC otherCairn Investment Group independent RIAOtherAug 22, 2014Oct 18, 2023 (3344 d)
Richard Henry AlpertNewfocus Financial Group, LLC otherRaub/Brock Capital Management, Inc. unclassifiedOtherDec 21, 2010Jun 16, 2010
Jody Catherine DuncanNewfocus Financial Group, LLC otherInsight Advisors Nw, LLC state registeredOtherMay 28, 2010Nov 8, 2012 (895 d)
Chad Mitchell BurtonNewfocus Financial Group, LLC otherFee Planning, LLC unclassifiedOtherJan 4, 2010May 20, 2010 (136 d)
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13 moves match.