DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Investment & Retirement Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julie Christine ColucciNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
John HamNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
Brian Christopher PirriNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 1, 2021
John Winthrop FoleyNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
Robert Macklin MorrisNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
Christopher James WildeNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
Michelle Elizabeth GuarinoNew England Investment & Retirement Group, Inc. independent RIANeirg Wealth Management, LLC no RAUMRIA to a newly registered adviserNov 1, 2021Nov 10, 2021
Tara Anne VaryNew England Investment & Retirement Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 26, 2021Jun 29, 2023 (853 d)
Thomas Edward KennedyNew England Investment & Retirement Group, Inc. independent RIAModera Wealth Management, LLC independent RIARIA to RIANov 15, 2019Nov 21, 2019
Patrick Michael RandallNew England Investment & Retirement Group, Inc. independent RIAShp Wealth Management, LLC independent RIARIA to RIASep 19, 2018Oct 10, 2018
Lester SatlowNew England Investment & Retirement Group, Inc. otherCitizens Private Wealth independent RIAOtherSep 21, 2017Oct 2, 2019 (741 d)
William ThornleyNew England Investment & Retirement Group, Inc. otherCommonwealth Financial Network national BDOtherApr 19, 2016May 25, 2016 (36 d)
Patrick Michael RandallNew England Investment & Retirement Group, Inc. otherCity Point Wealth Management unclassifiedOtherApr 17, 2014Apr 30, 2014
Charles Edward RobertsNew England Investment & Retirement Group, Inc. otherFounders Financial Securities, LLC otherOtherNov 19, 2013Nov 26, 2013
Richard Martin EllingtonNew England Investment & Retirement Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 24, 2010Feb 18, 2011 (178 d)
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15 moves match.