DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Financial Consultants Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler W GogliaCapital Financial Consultants Group, Inc. independent RIABlue Sky Capital Consultants Group, Inc. no RAUMRIA to a newly registered adviserApr 25, 2024May 13, 2024
Larry Jerome StecklerCapital Financial Consultants Group, Inc. independent RIABlue Sky Capital Consultants Group, Inc. no RAUMRIA to a newly registered adviserApr 3, 2024Feb 2, 2024
Michelle P LinCapital Financial Consultants Group, Inc. independent RIABlue Sky Capital Consultants Group, Inc. no RAUMRIA to a newly registered adviserApr 3, 2024Feb 2, 2024
Scott Richard NabbCapital Financial Consultants Group, Inc. independent RIABlue Sky Capital Consultants Group, Inc. no RAUMRIA to a newly registered adviserApr 3, 2024Feb 2, 2024
Ru BaiCapital Financial Consultants Group, Inc. independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2023Jan 2, 2025 (476 d)
Charles Benjamin DenherderCapital Financial Consultants Group, Inc. independent RIAIndependent Financial Group, LLC otherOtherMar 8, 2021Feb 25, 2011
Cheryl Lynn SeifertCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Michael Shawn WynnsCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Phillip Al JonesCapital Financial Consultants Group, Inc. independent RIAIndependent Financial Group, LLC otherOtherFeb 28, 2020Feb 24, 2011
Cory William DenherderCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Mark Bret UmekCapital Financial Consultants Group, Inc. independent RIAFisher Investments otherOtherDec 31, 2014Jan 23, 2015
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11 moves match.