DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Legacy Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristen Loretta HopkinsThe Legacy Financial Group, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2024Dec 19, 2024
Jonathan David HyreThe Legacy Financial Group, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 25, 2022Jun 29, 2026 (1435 d)
Jeffrey Lyle MaxwellThe Legacy Financial Group, Inc. independent RIAMaxwell And Morse Capital Management, Inc. state registeredRIA to a state-registered adviserFeb 28, 2020Feb 7, 2020
Eric Douglas BurkholderThe Legacy Financial Group, Inc. independent RIABurkholder Wealth Management independent RIARIA to RIANov 20, 2019Aug 16, 2019
Douglas Keith ScottThe Legacy Financial Group, Inc. independent RIAR.J. Cloud Advisors & Company independent RIARIA to RIAAug 26, 2019Sep 1, 2017
Randall Joe CloudThe Legacy Financial Group, Inc. independent RIAR.J. Cloud Advisors & Company independent RIARIA to RIAAug 26, 2019Sep 1, 2017
Francisco Javier YanezThe Legacy Financial Group, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 11, 2017Sep 17, 2025 (2928 d)
Kendall Wayne KingThe Legacy Financial Group, Inc. otherCastlepoint Wealth Advisors otherOtherJul 7, 2015Sep 28, 2015 (83 d)
William Paul StittThe Legacy Financial Group, Inc. otherRegent Wealth Management, Inc. otherOtherNov 16, 2009Aug 3, 2009
Mark Leonard SpringerThe Legacy Financial Group, Inc. otherRegent Wealth Management, Inc. otherOtherNov 16, 2009Aug 3, 2009
Harvey Lewis LittleThe Legacy Financial Group, Inc. otherRegent Wealth Management, Inc. otherOtherNov 16, 2009Aug 3, 2009
Thad Walker KentThe Legacy Financial Group, Inc. otherRegent Wealth Management, Inc. independent RIAOtherNov 16, 2009Feb 5, 2024 (5194 d)
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12 moves match.