DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ziegler Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mikhail I AlkhazovZiegler Capital Management, LLC mixed wealthDana Investment Advisors Inc mixed wealthRIA to RIAJun 23, 2020Jan 5, 2026 (2022 d)
Paul Benjamin ClarkZiegler Capital Management, LLC mixed wealthWashington Crossing Advisors LLC independent RIARIA to RIAJun 23, 2020Mar 9, 2020
Richard Keith MarroneZiegler Capital Management, LLC mixed wealthWashington Crossing Advisors LLC independent RIARIA to RIAMar 2, 2020Mar 6, 2020
Elizabeth Anne WatkinsZiegler Capital Management, LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankOct 14, 2019Aug 18, 2014
Elizabeth Anne WatkinsZiegler Capital Management, LLC otherCalamos Wealth Management LLC otherOtherSep 9, 2011Oct 7, 2011
Steven Jay BackusZiegler Capital Management, LLC otherCleary Gull Inc. otherOtherDec 2, 2008Sep 8, 2009 (280 d)
Nicholas Charles BauerZiegler Capital Management, LLC otherCleary Gull Inc. otherOtherNov 20, 2008Dec 17, 2008
Brian AndrewZiegler Capital Management, LLC other1492 Capital Management, LLC otherOtherNov 10, 2008Nov 13, 2008
Derek Joseph PawlakZiegler Capital Management, LLC otherGeneva Capital Management LLC otherOtherApr 10, 2007Sep 11, 2007 (154 d)
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9 moves match.