DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oak Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Ahendt Thompson | Oak Advisors, LLC other | Southstate Advisory, Inc. other | Other | Oct 31, 2017 | Jan 14, 2025 (2632 d) |
| Eugene Francis Balerna | Oak Advisors, LLC other | The Bedminster Group independent RIA | Other | Jul 31, 2017 | Jan 1, 2025 (2711 d) |
| Jeannette Vivas | Oak Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 4, 2012 | Sep 11, 2012 |
| Eric Michael Gluse | Oak Advisors, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Nov 2, 2010 | Nov 9, 2010 |
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4 moves match.