DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fjy Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon P Yankee | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Suzanne Alexis Grason | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Michael Alan Ness | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Laurie Adams Belew | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Onari Songo Tariah | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Kelly Mcnerney | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Katherine Krause | Fjy Financial independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 14, 2022 |
| Franklin Philip Gould | Fjy Financial independent RIA | Capital Client Group, Inc. no RAUM | Other | Jan 25, 2022 | Apr 1, 2022 (66 d) |
| Tess Lanae Downing | Fjy Financial independent RIA | Complete View Financial LLC state registered | RIA to a state-registered adviser | Oct 3, 2018 | Aug 26, 2019 (327 d) |
| Candace Marita Lee | Fjy Financial other | Glassman Wealth Services, LLC other | Other | Jul 31, 2017 | Jun 20, 2017 |
| Melissa H Taro | Fjy Financial other | Lumina Financial Consultants, LLC independent RIA | Other | Apr 21, 2017 | Mar 23, 2021 (1432 d) |
| Daniel Dryden Joss | Fjy Financial other | Covenant Wealth Management, Ltd Dba Covenant Wealth Advisors other | Other | Jul 1, 2014 | Jul 25, 2014 |
Page 1 of 1
12 moves match.