DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lourdmurray
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| B. Blaine Lourd | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jan 2, 2025 (1974 d) |
| Peter Johnston Wright | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Palmer Neville Murray | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 16, 2019 |
| Jennifer Vallee Enlow | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Helen Shih Chu-Suwarnasarn | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Feb 6, 2024 (1643 d) |
| Richard Campbell Johnston Nott | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Michael Jihyuk Lee | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Feb 3, 2026 (2371 d) |
| Brendan Lauder Mcewan | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Susan S Yang | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Eden Jiwon Chang | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Stephanie Schaaf | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jan 8, 2025 (1980 d) |
| Charlotte Clare Berry | Lourdmurray independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jan 2, 2026 (2339 d) |
| James Andrew Amerman | Lourdmurray independent RIA | Adviceperiod, LLC independent RIA | RIA to RIA | Dec 24, 2018 | Jun 25, 2021 (914 d) |
| Susan S Yang | Lourdmurray other | UBS Financial Services Inc. wirehouse | Other | Jan 19, 2018 | Jan 24, 2018 |
| Lucas Wyatt Kulma | Lourdmurray other | Kayne Anderson Rudnick Investment Management, LLC other | Other | Nov 13, 2017 | May 2, 2019 (535 d) |
| Eric David Matthews | Lourdmurray other | Edm Capital, LLC state registered | Other | Jan 18, 2017 | Mar 14, 2017 (55 d) |
| Javier Armando Sanchez | Lourdmurray other | Gentrust other | Other | Jan 12, 2017 | Feb 15, 2017 (34 d) |
| Joseph Haywood Chrisman | Lourdmurray other | Monograph Wealth Advisors, LLC other | Other | Jul 16, 2015 | Feb 5, 2016 (204 d) |
| Sean Michael Shannon | Lourdmurray other | Monograph Wealth Advisors, LLC other | Other | Jul 16, 2015 | Feb 5, 2016 (204 d) |
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19 moves match.