DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Keating Financial Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Gerard HaydenKeating Financial Advisory Services independent RIARaymond James Financial Services Advisors, Inc otherOtherSep 15, 2026Jan 2, 2009
Laura Elizabeth WartaKeating Financial Advisory Services independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIASep 15, 2026Sep 15, 2026
Bettie Claudette ZimmermanKeating Financial Advisory Services independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIASep 15, 2026Sep 15, 2026
Jake Edward EllisKeating Financial Advisory Services institutionalIntegrated Wealth Concepts LLC independent RIAOtherJan 31, 2026Feb 9, 2026
Gregory P HillKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJan 8, 2026Jan 2, 2009
James David NortonKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJan 8, 2026Jan 2, 2009
Joshua Paul HillKeating Financial Advisory Services institutionalIntegrated Wealth Concepts LLC independent RIAOtherJan 8, 2026Jan 2, 2026
Dan Douglas ToppingKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJun 23, 2025Jan 2, 2009
Michael Wayne ConverseKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJun 23, 2025Jan 2, 2009
Adam Michael EilertKeating Financial Advisory Services institutionalConverse Team Financial Services, LLC no RAUMOtherJun 23, 2025Apr 17, 2025
Joseph Patrick GravinoKeating Financial Advisory Services institutionalCaliber Wealth Management, LLC otherOtherJan 16, 2024Jan 29, 2025 (379 d)
John Stewart FreemanKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherNov 1, 2018Jan 2, 2009
Victoria Josephine DorganKeating Financial Advisory Services institutionalBarrett Wealth Connection LLC independent RIAOtherJan 26, 2018Jun 23, 2017
Cole Alan WelshKeating Financial Advisory Services institutionalTransamerica Retirement Advisors, LLC otherOtherAug 18, 2015Sep 3, 2015
Brian Thomas AbbottKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJan 25, 2010Jan 2, 2009
Bryan Deshane RamsayKeating Financial Advisory Services institutionalRaymond James Financial Services Advisors, Inc otherOtherJan 25, 2010Jan 2, 2009
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16 moves match.