DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Awm Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Austin Williams | Awm Financial Services Inc. independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Aug 4, 2026 | Sep 11, 2026 (38 d) |
| Daniel Ryan Wheless | Awm Financial Services Inc. independent RIA | Brookstone Wealth Advisors, LLC other | Other | Dec 31, 2025 | Jul 19, 2016 |
| Travis Mcfarland | Awm Financial Services Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 30, 2025 | Jun 15, 2026 (258 d) |
| Raymond Benjamin Knezek | Awm Financial Services Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Jun 13, 2025 | Aug 8, 2025 (56 d) |
| Matthew Howie | Awm Financial Services Inc. independent RIA | Farmers Asset Management, LLC state registered | RIA to a state-registered adviser | Feb 6, 2025 | Aug 5, 2026 (545 d) |
| Parker Josiah Troutner | Awm Financial Services Inc. independent RIA | Woodstock Wealth Management, Inc. independent RIA | RIA to RIA | Oct 25, 2023 | Aug 23, 2023 |
| Jonathan P English | Awm Financial Services Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 1, 2023 | Jun 28, 2023 (58 d) |
| Nicholas Ray Casatelli | Awm Financial Services Inc. independent RIA | Woodstock Wealth Management, Inc. independent RIA | RIA to RIA | May 12, 2021 | Jun 3, 2021 |
| Carlos Javier Tovar | Awm Financial Services Inc. independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2021 | Jan 11, 2022 (244 d) |
| Zachary N Threadgill | Awm Financial Services Inc. independent RIA | Threadgill Financial, LLC independent RIA | RIA to RIA | Mar 20, 2015 | Feb 10, 2015 |
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10 moves match.