DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Portfolio Resources Advisor Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julio Lopez-BritoPortfolio Resources Advisor Group, Inc. independent RIASensible Money, LLC independent RIARIA to RIAOct 14, 2021Dec 6, 2021 (53 d)
John Christopher CogswellPortfolio Resources Advisor Group, Inc. independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2021Oct 6, 2021
Harold Joseph MoranPortfolio Resources Advisor Group, Inc. independent RIASustainable Advisors Alliance LLC no RAUMRIA to a newly registered adviserApr 30, 2021Apr 15, 2021
Pamela Stamper BrandtPortfolio Resources Advisor Group, Inc. independent RIASustainable Advisors Alliance LLC no RAUMRIA to a newly registered adviserApr 27, 2021Apr 16, 2021
Krista Anne StrohofferPortfolio Resources Advisor Group, Inc. independent RIASustainable Advisors Alliance LLC no RAUMRIA to a newly registered adviserJan 5, 2021Jan 5, 2021
John Carlos SalasPortfolio Resources Advisor Group, Inc. otherParadigm Investment Management otherOtherMay 9, 2017Aug 11, 2015
Edward Francisco SalasPortfolio Resources Advisor Group, Inc. otherValic Financial Advisors, Inc. otherOtherMay 9, 2017Apr 12, 2017
Timothy James RichPortfolio Resources Advisor Group, Inc. otherFinancial West Group otherOtherJul 14, 2011Jul 13, 2011
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8 moves match.