DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Luminous Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kim Pfeifer IpLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
David Chih HouLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Alan ZafranLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 2, 2013
Mark Elliott SearLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 15, 2013
Frank Joseph McfarlandLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 3, 2013
Robert John SkinnerLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 14, 2013
Jason Eric LeftonLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 4, 2013
Jeffrey Scott DoreLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 4, 2013
Monika Hanssen MuggLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 3, 2013
Jeffrey S WestsmithLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Rick S WithersLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Peter Cherng Tsu ChangLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Eric Scott HarrisonLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 14, 2013
Dean Isaac HorwitzLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Ian David LinfordLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Samuel Patrick ShephardLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 7, 2013
Noah E FoxLuminous Capital, LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherFeb 1, 2013Jan 4, 2013
Scott Henrik FellmethLuminous Capital, LLC otherCertuity, LLC otherOtherFeb 1, 2012Apr 2, 2012 (61 d)
Victor Shihchong LiaoLuminous Capital, LLC otherParallel Advisors, LLC otherOtherOct 20, 2010Jul 18, 2011 (271 d)
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19 moves match.