DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lara, May & Associates, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard James GowLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 1, 2019
Paul Wayne CorleyLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 1, 2019
Edward Ronald LaraLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 4, 2019
Mark Coleman MckaigLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherNov 30, 2015Nov 13, 2015
Sterling Dwight NeblettLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherFeb 23, 2015Feb 20, 2015
Wendy Ann PayneLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherFeb 23, 2015Feb 20, 2015
Carlos Alberto RomeroLara, May & Associates, LLC otherLPL Financial LLC otherOtherNov 4, 2013Nov 1, 2013
Richard RomeroLara, May & Associates, LLC otherHsbc Securities (USA) Inc. otherOtherJul 2, 2013Aug 11, 2014 (405 d)
Ryan Patrick JoyceLara, May & Associates, LLC otherPer Stirling Capital Management, LLC otherOtherMar 21, 2013Apr 1, 2013
Theodore James DoremusLara, May & Associates, LLC otherPreston Wealth Management LLC unclassifiedOtherJun 5, 2012Jun 26, 2012
Gregory Dean MattinglyLara, May & Associates, LLC otherPreston Wealth Management LLC unclassifiedOtherMay 21, 2012Jun 27, 2012 (37 d)
Matthew Allen VeenkerLara, May & Associates, LLC otherMML Investors Services, LLC otherOtherNov 10, 2011Jan 4, 2012 (55 d)
Radford E BrogdenLara, May & Associates, LLC otherMorgan Stanley wirehouseOtherMar 8, 2011Apr 20, 2011 (43 d)
Jennifer Lee WappausLara, May & Associates, LLC otherMetropolitan Capital Strategies LLC otherOtherJul 6, 2010Aug 6, 2010 (31 d)
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14 moves match.