DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empire Financial Management Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen A Bejsiuk | Empire Financial Management Company, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 4, 2026 | Jul 7, 2026 (33 d) |
| Cory Paul Slovik | Empire Financial Management Company, LLC independent RIA | Innovative Family Office LLC no RAUM | RIA to a newly registered adviser | May 3, 2024 | Jun 14, 2024 (42 d) |
| Eric Towell | Empire Financial Management Company, LLC independent RIA | Cerity Partners Ocio LLC independent RIA | RIA to RIA | Aug 30, 2022 | Aug 15, 2022 |
| Rustam Nurhan | Empire Financial Management Company, LLC other | Wells Fargo Advisors wirehouse | Other | Dec 7, 2015 | Dec 9, 2020 (1829 d) |
Page 1 of 1
4 moves match.