| Bradley William Werner | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Aug 1, 2012 | Oct 19, 2017 (1905 d) |
| Michelle Lee Amundson | Advantage Investment Management, LLC other | The Sherwin Group state registered | Other | Aug 1, 2012 | Sep 18, 2012 (48 d) |
| Scott Ira Loochtan | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Aug 1, 2012 | Oct 27, 2017 (1913 d) |
| Robert Grahn Teneyck | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Aug 1, 2012 | Oct 25, 2017 (1911 d) |
| Nicholas R Biddle | Advantage Investment Management, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 1, 2012 | Jul 3, 2012 |
| Daniel A Nakano | Advantage Investment Management, LLC other | Morgan Stanley wirehouse | Other | Aug 1, 2012 | Jun 30, 2014 (698 d) |
| Joshua Steven Wood | Advantage Investment Management, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 1, 2012 | Jul 23, 2012 |
| Scott Alexander Brown | Advantage Investment Management, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 1, 2012 | Jul 16, 2012 |
| Jeffrey Brian Marks | Advantage Investment Management, LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Aug 1, 2012 | Mar 21, 2024 (4250 d) |
| Kenneth Scott Small | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Jul 13, 2012 | Oct 20, 2017 (1925 d) |
| James Kevin Wilkins | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Jul 13, 2012 | Oct 23, 2017 (1928 d) |
| David Lee Blaydes | Advantage Investment Management, LLC other | Securities America Advisors, Inc. other | Other | Jul 13, 2012 | Oct 23, 2017 (1928 d) |
| Kevin Carl Gutwein | Advantage Investment Management, LLC other | MML Investors Services, LLC other | Other | Feb 22, 2011 | Feb 15, 2011 |
| Matthew Welgat | Advantage Investment Management, LLC other | Welgat Wealth Management unclassified | Other | Mar 4, 2010 | Jul 14, 2010 (132 d) |
| Janet Ann Wulf | Advantage Investment Management, LLC other | Networth Advisors other | Other | Mar 3, 2010 | Jun 9, 2009 |
| Steven Jay Silver | Advantage Investment Management, LLC other | Waddell & Reed other | Other | Feb 8, 2010 | Jan 29, 2010 |