DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Associated Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher David Forcier	Associated Investment Services, Inc. other	Invest Financial Corporation other	Other	Jun 27, 2014	Jul 15, 2014
Carrie Jo Exley	Associated Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 13, 2014	May 29, 2014
Christina Eloise Clark	Associated Investment Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Jun 13, 2014	Jun 12, 2014
Michael Joseph Fasano	Associated Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	May 23, 2014	Jun 2, 2014
Abra Sue Kramas	Associated Investment Services, Inc. other	Carlson Capital Management, LLC independent RIA	Other	Jan 21, 2014	Aug 26, 2021 (2774 d)
Timothy D Warner	Associated Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 11, 2013	Nov 18, 2013
Zachary Plager Mulford	Associated Investment Services, Inc. other	LPL Financial LLC other	Other	Nov 4, 2013	Nov 15, 2013
Edward A. Scherr	Associated Investment Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 10, 2013	May 31, 2013
John Wasikowski	Associated Investment Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 10, 2013	May 28, 2013
Kelly Monroe Anderson	Associated Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	Apr 19, 2013	Jan 21, 2014 (277 d)
Kelly L Tischart	Associated Investment Services, Inc. other	Firstmerit Advisors, Inc. unclassified	Other	Apr 9, 2013	May 13, 2013 (34 d)
Gregory Dale Eicher	Associated Investment Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 9, 2013	Apr 22, 2013
Cynthia A Kuettner	Associated Investment Services, Inc. other	LPL Financial LLC other	Other	Oct 10, 2012	Sep 28, 2012
Patrick Neal Lundy	Associated Investment Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Sep 11, 2012	Aug 30, 2012
Eric Jean Overvig	Associated Investment Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Aug 21, 2012	Aug 17, 2012
Thomas Schuller	Associated Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Jul 26, 2012	Jun 29, 2012
Michael Alfred Youakim	Associated Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Mar 19, 2012	Mar 16, 2012
Bradley Scott Johannes	Associated Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Feb 22, 2012	Mar 12, 2012
Kenneth Robbins	Associated Investment Services, Inc. other	Pnc Wealth Management other	Other	Aug 1, 2011	Jul 26, 2011
Gary T Brewton	Associated Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 21, 2011	May 27, 2011
John Savoie	Associated Investment Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Mar 4, 2011	Mar 24, 2011

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81 moves match.