DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rda Financial Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Devory Alicia FischerRda Financial Network independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2025Feb 4, 2025 (32 d)
Austin D. HoagRda Financial Network independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2022Sep 30, 2022 (57 d)
David J WilleumierRda Financial Network independent RIAStrategic Asset Management LLC. independent RIARIA to RIAMar 10, 2021Mar 10, 2021
David Lester DarnerRda Financial Network independent RIAStrategic Asset Management LLC. independent RIARIA to RIANov 20, 2020Oct 27, 2020
Susan Marshall MimsRda Financial Network independent RIAStrategic Asset Management LLC. independent RIARIA to RIAOct 5, 2020Oct 5, 2020
Monica Rae MimsRda Financial Network independent RIAStrategic Asset Management LLC. independent RIARIA to RIAOct 5, 2020Jan 4, 2021 (91 d)
Wade Michael JohnsonRda Financial Network independent RIAStar Capital Inc. independent RIARIA to RIAAug 29, 2019Mar 13, 2020 (197 d)
Chawn Francis HonkompRda Financial Network independent RIAMerkle Retirement Planning independent RIARIA to RIAJul 10, 2019Jul 11, 2019
Jason Wayne ShawRda Financial Network otherBsc Capital Partners, LLC independent RIAOtherDec 6, 2017Oct 7, 2016
Nathan Andrew LovikRda Financial Network otherStar Capital Inc. independent RIAOtherOct 3, 2017Nov 17, 2017 (45 d)
Bradley Joseph BobbRda Financial Network otherBobb Financial Incorporated state registeredOtherJul 7, 2017Apr 17, 2017
Stacie Lynn BrassRda Financial Network otherAccel Wealth Management no RAUMOtherSep 30, 2016Jun 30, 2016
Scott Alan DurscherRda Financial Network otherAccel Wealth Management no RAUMOtherSep 30, 2016Jun 30, 2016
Janet Ann WulfRda Financial Network otherAccel Wealth Management no RAUMOtherSep 30, 2016Jun 30, 2016
Sagar Ramesh PatelRda Financial Network otherCambridge Investment Research Advisors, Inc. otherOtherJul 8, 2016Jul 5, 2016
Jason Charles LudersRda Financial Network otherCambridge Investment Research Advisors, Inc. otherOtherJan 5, 2016Jan 12, 2016
Christopher Alan RobertsRda Financial Network otherEdward Jones national BDOtherFeb 3, 2015Jun 25, 2015 (142 d)
Jason Wayne ShawRda Financial Network otherLPL Financial LLC otherOtherApr 2, 2009Jun 2, 2009 (61 d)
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18 moves match.