DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dentist Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan Anthony HainesDentist Advisors independent RIADrucker Wealth independent RIARIA to RIAJul 8, 2025Jan 5, 2026 (181 d)
Joseph Powell NaylorDentist Advisors independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2025Feb 12, 2025 (35 d)
Victoria E FergusonDentist Advisors independent RIANorthstar Investment Advisory LLC no RAUMOtherOct 15, 2024Jan 8, 2025 (85 d)
Amanda BatemanDentist Advisors independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2023Jul 12, 2023
Abby Nicole MortonDentist Advisors independent RIAForefront independent RIARIA to RIAApr 27, 2023Dec 3, 2025 (951 d)
Joseph Michael RuggerDentist Advisors independent RIABridge To Wealth LLC state registeredRIA to a state-registered adviserDec 31, 2021Jan 7, 2022
Cody Jay MurrayDentist Advisors independent RIABivin & Associates, Inc. independent RIARIA to RIAJul 29, 2021Aug 5, 2021
Kristen EhringerDentist Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2021Oct 4, 2021 (81 d)
James Andrew MurphyDentist Advisors independent RIANorthstar Investment Advisory LLC no RAUMRIA to a newly registered adviserJan 8, 2021Apr 25, 2022 (472 d)
Eric Ray FrancisDentist Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 30, 2019Oct 7, 2019 (250 d)
Chad Edwards KelleyDentist Advisors independent RIAPhysician Wealth Advisors, Inc. independent RIARIA to RIAOct 25, 2018Dec 4, 2018 (40 d)
Nathan Thayne DriggsDentist Advisors independent RIAEdelman Financial Engines independent RIARIA to RIAJun 19, 2018Mar 10, 2020 (630 d)
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12 moves match.