| Michael Paul Kress | Crosspoint Capital Management other | Delta Investment Management, LLC independent RIA | Other | Feb 22, 2018 | Feb 1, 2018 |
| Karen Marie Jorgensen | Crosspoint Capital Management other | Sanctuary Advisors independent RIA | Other | Jan 25, 2017 | Jan 13, 2017 |
| Martin Joel Erzinger | Crosspoint Capital Management other | Sanctuary Advisors independent RIA | Other | Jan 25, 2017 | Jan 13, 2017 |
| Kyle Timothy Shealer | Crosspoint Capital Management other | Qst Capital LLC state registered | Other | Jan 20, 2017 | Feb 14, 2017 |
| Scott Philip Peters | Crosspoint Capital Management other | Gordian Wealth Advisors, LLC independent RIA | Other | Dec 31, 2015 | Jan 1, 2025 (3289 d) |
| Elliott Samuel Elbaz | Crosspoint Capital Management other | Gordian Capital Management, LLC unclassified | Other | Dec 31, 2015 | Jun 5, 2012 |
| Michael Allen Phippen | Crosspoint Capital Management other | Gordian Capital Management, LLC unclassified | Other | Dec 31, 2015 | Jun 5, 2012 |
| Jason Stephen Cheu | Crosspoint Capital Management other | Gordian Wealth Advisors, LLC no RAUM | Other | Dec 31, 2015 | Jan 11, 2016 |
| Andrew Paul Williams | Crosspoint Capital Management other | Gencap Portfolio Management no RAUM | Other | Nov 17, 2015 | Nov 12, 2015 |
| Michael Reid Vogel | Crosspoint Capital Management other | Gencap Portfolio Management no RAUM | Other | Nov 17, 2015 | Aug 25, 2015 |
| Stephen Andrew Bradley | Crosspoint Capital Management other | Gencap Portfolio Management other | Other | Nov 17, 2015 | Nov 16, 2015 |
| Travis John Mayberry | Crosspoint Capital Management other | Strategic Advisers LLC national BD | Other | Mar 2, 2015 | Apr 24, 2015 (53 d) |
| Don Corbin Garman | Crosspoint Capital Management other | Mirador Capital Partners no RAUM | Other | Feb 9, 2015 | Jan 27, 2015 |
| Daniel Buntin Murray | Crosspoint Capital Management other | Mirador Capital Partners no RAUM | Other | Feb 9, 2015 | Jan 27, 2015 |
| Carol Ann Wikle | Crosspoint Capital Management other | Mirador Capital Partners no RAUM | Other | Feb 9, 2015 | Jan 27, 2015 |
| Audrey Denise Glafkides | Crosspoint Capital Management other | Mirador Capital Partners no RAUM | Other | Feb 9, 2015 | Jan 27, 2015 |
| Jason Anthony Pfannenstiel | Crosspoint Capital Management other | Mirador Capital Partners no RAUM | Other | Feb 9, 2015 | Jan 27, 2015 |
| Ryan R Wells | Crosspoint Capital Management other | RBC Capital Markets, LLC national BD | Other | Oct 20, 2014 | Oct 20, 2014 |