DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from C2 Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Rose Mange | C2 Private Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2025 | Mar 7, 2025 |
| Charleen Nicole Maune | C2 Private Wealth independent RIA | Foguth Wealth Management, LLC. independent RIA | RIA to RIA | Dec 1, 2023 | Dec 11, 2023 |
| Alexandra Marie Bogacz | C2 Private Wealth independent RIA | D.A. Davidson & Co. independent RIA | RIA to RIA | Aug 29, 2023 | Dec 10, 2024 (469 d) |
| Kimberly Louise Jamieson | C2 Private Wealth other | Signator Investors, Inc. other | Other | Jul 18, 2017 | Jan 4, 2018 (170 d) |
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4 moves match.