DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wambolt & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Alan Wambolt | Wambolt & Associates, LLC independent RIA | Metis, L.L.C. other | Other | Sep 12, 2025 | May 5, 2014 |
| Christopher John Frey | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Shaun Michael Cavanagh | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| William Michener | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Eleni Yeros | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Brady Allen Jones | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 10, 2025 |
| Kurt Thomas Gallup | Wambolt & Associates, LLC independent RIA | Maia Wealth independent RIA | RIA to RIA | Mar 26, 2025 | Mar 25, 2025 |
| Tyler Hentges | Wambolt & Associates, LLC independent RIA | Townsend independent RIA | RIA to RIA | Feb 18, 2025 | Feb 28, 2025 |
| Janelle Rae Van Meel | Wambolt & Associates, LLC independent RIA | Savvy independent RIA | RIA to RIA | Nov 20, 2024 | Nov 26, 2024 |
| Cynthia Diane Alvarez | Wambolt & Associates, LLC independent RIA | Metis, L.L.C. other | Other | Nov 20, 2024 | Jun 4, 2014 |
| Mitchell Curtis Gerschick | Wambolt & Associates, LLC independent RIA | Savvy independent RIA | RIA to RIA | Oct 1, 2024 | Jan 14, 2026 (470 d) |
| Scott K Brooks | Wambolt & Associates, LLC independent RIA | Brooks Wealth Management state registered | RIA to a state-registered adviser | Aug 15, 2024 | Aug 7, 2024 |
| Giulia A Laplante | Wambolt & Associates, LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 23, 2021 | Sep 1, 2021 |
| Kelly Fraser | Wambolt & Associates, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2021 | Jul 1, 2021 (150 d) |
| Lindsey Kay Langhans | Wambolt & Associates, LLC independent RIA | Centric Investment Group Inc independent RIA | RIA to RIA | Nov 21, 2019 | Apr 22, 2019 |
| Matthew Robert Blake | Wambolt & Associates, LLC other | Centric Investment Group Inc other | Other | Mar 5, 2018 | Mar 15, 2017 |
| Jack William Moore | Wambolt & Associates, LLC other | Curian Capital, LLC other | Other | Nov 1, 2013 | Nov 22, 2013 |
| Ryan Charles Stout | Wambolt & Associates, LLC other | Advice And Planning Services other | Other | Aug 28, 2012 | Sep 14, 2012 |
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18 moves match.