DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Drake & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel J Lauraine | Drake & Associates, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2026 | Apr 15, 2026 |
| Tykia C Williams | Drake & Associates, LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2025 | Jun 30, 2026 (236 d) |
| Gordon Thompson Frater | Drake & Associates, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Oct 30, 2025 (73 d) |
| Vincent J Ferreira | Drake & Associates, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 9, 2025 | Aug 29, 2025 (51 d) |
| Jacob Gene Thomfohrda | Drake & Associates, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 2, 2024 | Jan 1, 2026 (395 d) |
| Wendy Sue Peperkorn | Drake & Associates, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2023 | Feb 24, 2023 |
| Mark Robert Flatow | Drake & Associates, LLC independent RIA | Revise Capital LLC state registered | RIA to a state-registered adviser | Feb 2, 2023 | Aug 24, 2023 (203 d) |
| Samuel F Zabkowicz | Drake & Associates, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2023 | Jan 18, 2023 |
| Jared R Sharkey | Drake & Associates, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2022 | Aug 23, 2022 |
| Nicholas Christopher Benjamin Foulks | Drake & Associates, LLC independent RIA | Advisornet Wealth Partners other | Other | Jun 2, 2017 | Jul 18, 2017 (46 d) |
| Elizabeth Ann Miller | Drake & Associates, LLC independent RIA | Bel Air Investment Advisors LLC independent RIA | RIA to RIA | Jan 11, 2017 | Jun 7, 2018 (512 d) |
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11 moves match.