DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Berman Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michelle Franco TriversBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Kelly Ann DownsBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Justin BermanBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 1, 2021
Joseph Parker MitchellBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Whitney W WarmackBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 1, 2021
Wenyuan Tang NottebohmBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 1, 2021
Ryan WalkerBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 14, 2021
Jill Brodie AsraelBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Zach Elan SenftBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Bobby Lewis MortonBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Lacey Lynne SchoenbachlerBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Serina AwadallaBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Savannah AndersenBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Joseph ZaccardiBerman Capital Advisors, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 19, 2021Oct 5, 2021
Charles John NesmithBerman Capital Advisors, LLC independent RIATobias Financial Advisors independent RIARIA to RIAJan 29, 2021Apr 7, 2021 (68 d)
Shannon D JamesBerman Capital Advisors, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 19, 2021Feb 24, 2021 (36 d)
John Russell AllenBerman Capital Advisors, LLC independent RIASage Mountain Advisors, LLC independent RIARIA to RIANov 5, 2020Nov 3, 2021 (363 d)
Mckenna H LawBerman Capital Advisors, LLC independent RIASignaturefd, LLC independent RIARIA to RIAMar 7, 2019Mar 30, 2023 (1484 d)
Cort Alan HaberBerman Capital Advisors, LLC independent RIATru Independence Asset Management, LLC independent RIARIA to RIANov 8, 2018Jun 29, 2018
Edward Byron GibbsBerman Capital Advisors, LLC otherTriumph Wealth Advisors, Inc. otherOtherNov 21, 2014Dec 5, 2014
Page 1 of 1
20 moves match.