DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Flagship Harbor Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barbara Jean MaitlandFlagship Harbor Advisors, LLC independent RIARothwell Investment Advisors no RAUMRIA to a newly registered adviserOct 24, 2025Jul 29, 2025
Mark Andrew MaitlandFlagship Harbor Advisors, LLC independent RIARothwell Investment Advisors no RAUMRIA to a newly registered adviserOct 24, 2025Jul 29, 2025
Rebecca Jane SchrummFlagship Harbor Advisors, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Apr 1, 2021
Michael Thomas HoughtonFlagship Harbor Advisors, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Apr 1, 2021
William Arthur TimmFlagship Harbor Advisors, LLC independent RIAValor Financial Services, LLC independent RIARIA to RIAJun 11, 2020Jun 3, 2020
Brian Lee RussellFlagship Harbor Advisors, LLC independent RIAValor Financial Services, LLC independent RIARIA to RIAJun 11, 2020Jan 1, 2025 (1665 d)
Troy Ashley GentryFlagship Harbor Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2020Oct 29, 2025 (1966 d)
Matthew James CunninghamFlagship Harbor Advisors, LLC independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2019Jun 4, 2019
Terence William TinkhamFlagship Harbor Advisors, LLC independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2019Mar 25, 2019
J Townsend GilbertFlagship Harbor Advisors, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2019Mar 6, 2019
Brian Shannon McguiganFlagship Harbor Advisors, LLC independent RIAMcguigan Financial, LLC state registeredRIA to a state-registered adviserDec 27, 2018Dec 14, 2018
Razvan Aurelian MiricaFlagship Harbor Advisors, LLC independent RIAMirica Wealth state registeredRIA to a state-registered adviserSep 18, 2018Dec 10, 2018 (83 d)
Kenneth Lamont AndingFlagship Harbor Advisors, LLC independent RIALPL Financial LLC independent RIARIA to RIASep 17, 2018Oct 23, 2018 (36 d)
Christopher CaronFlagship Harbor Advisors, LLC otherSantander Securities otherOtherOct 17, 2017Nov 21, 2017 (35 d)
Joshua Irving BartlettFlagship Harbor Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherOct 5, 2017Oct 3, 2017
Vladislav KrubichFlagship Harbor Advisors, LLC otherAtlas Private Wealth Advisors otherOtherAug 31, 2016Sep 9, 2016
Juan Antonio Perez MayoFlagship Harbor Advisors, LLC otherAtlas Private Wealth Advisors otherOtherAug 31, 2016Sep 9, 2016
Samudra Prasad RaychaudhuriFlagship Harbor Advisors, LLC otherAtlas Private Wealth Advisors otherOtherAug 31, 2016Sep 9, 2016
Lena L CazabatFlagship Harbor Advisors, LLC otherAtlas Private Wealth Advisors otherOtherAug 31, 2016Sep 9, 2016
Stephen CostaFlagship Harbor Advisors, LLC otherTd Ameritrade, Inc. no RAUMOtherAug 17, 2016Sep 21, 2016 (35 d)
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20 moves match.