DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Zega Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Alexander Pestrichelli | Zega Financial, LLC asset manager | Zega Investments, LLC independent RIA | Other | Jan 2, 2025 | Aug 27, 2024 |
| Derek Brian Moore | Zega Financial, LLC asset manager | Zega Investments, LLC independent RIA | Other | Dec 31, 2024 | Aug 27, 2024 |
| Michael Waldorf Puck | Zega Financial, LLC asset manager | Zega Investments, LLC independent RIA | Other | Dec 4, 2024 | Sep 18, 2024 |
| Kenneth Blaine Luckinbill | Zega Financial, LLC asset manager | Zega Investments, LLC independent RIA | Other | Sep 4, 2024 | Aug 27, 2024 |
| Bryan Brenner Jordan | Zega Financial, LLC independent RIA | Prestige Wealthwide, LLC no RAUM | RIA to a newly registered adviser | Jan 10, 2023 | Jul 20, 2022 |
| Sterling Lawrence Sessions | Zega Financial, LLC independent RIA | Prestige Wealthwide, LLC no RAUM | RIA to a newly registered adviser | Nov 15, 2022 | Oct 14, 2022 |
| Wayne Patrick Ferbert | Zega Financial, LLC independent RIA | Alpha Dna Investment Management asset manager | Other | Jul 14, 2020 | Jan 2, 2018 |
| Michael Thomas Riedmiller | Zega Financial, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Jan 3, 2020 | Feb 27, 2020 (55 d) |
| Richard Thaddeus Deary | Zega Financial, LLC other | Miles Capital, Inc. other | Other | Jun 26, 2017 | Mar 28, 2018 (275 d) |
| Thomas Richard Young | Zega Financial, LLC other | Kaizen Advisory, LLC no RAUM | Other | Oct 2, 2014 | Jan 21, 2016 (476 d) |
| Torr Edwards Steinhilber | Zega Financial, LLC other | Namcoa other | Other | Jan 29, 2014 | May 6, 2016 (828 d) |
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11 moves match.