DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Laurel Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Beverly Sue RobinsonLaurel Wealth Advisors, Inc. independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAFeb 21, 2023Feb 1, 2023
John Patrick BerryLaurel Wealth Advisors, Inc. independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAFeb 21, 2023Feb 3, 2023
Neva BradleyLaurel Wealth Advisors, Inc. independent RIACentura Wealth Advisory independent RIARIA to RIANov 2, 2022Jan 17, 2023 (76 d)
Sundip "Sonny" RaiLaurel Wealth Advisors, Inc. independent RIADynamic independent RIARIA to RIAFeb 24, 2022Jan 1, 2025 (1042 d)
Corinne Degiorgio FondLaurel Wealth Advisors, Inc. independent RIAMkt Advisors LLC independent RIARIA to RIAJan 21, 2022Jan 21, 2022
Erick Donald Von BergeLaurel Wealth Advisors, Inc. independent RIAVon Berge Wealth Management Group, LLC no RAUMRIA to a newly registered adviserMay 4, 2021Apr 1, 2021
Erick Scott ConwayLaurel Wealth Advisors, Inc. independent RIAVon Berge Wealth Management Group, LLC no RAUMRIA to a newly registered adviserMay 4, 2021Apr 1, 2021
Johnny N ChuchenLaurel Wealth Advisors, Inc. independent RIAIvernia Capital, LLC unclassifiedOtherDec 31, 2020May 11, 2016
Steven Richard DanielsLaurel Wealth Advisors, Inc. independent RIAEudaimon Wealth Management state registeredRIA to a state-registered adviserJun 5, 2020Feb 20, 2025 (1721 d)
Jelveh PedrazaLaurel Wealth Advisors, Inc. independent RIACavu Wealth Management independent RIARIA to RIAMay 13, 2020Apr 28, 2020
Brent W LoweLaurel Wealth Advisors, Inc. independent RIAGranite Wealth Advisors state registeredRIA to a state-registered adviserApr 8, 2020Nov 21, 2025 (2053 d)
Barbara Jean NormanLaurel Wealth Advisors, Inc. independent RIASage Path Solutions state registeredRIA to a state-registered adviserMar 4, 2020Mar 5, 2020
Leonard Hampton AndersonLaurel Wealth Advisors, Inc. independent RIALha Capital Partners state registeredRIA to a state-registered adviserNov 22, 2019Apr 25, 2022 (885 d)
Melissa Coco OceanLaurel Wealth Advisors, Inc. independent RIAAbundant Wealth Strategies state registeredRIA to a state-registered adviserJul 12, 2018Aug 7, 2018
Ronald Wayne PhillisLaurel Wealth Advisors, Inc. independent RIAIvernia Capital, LLC unclassifiedOtherJul 12, 2018Jun 11, 2018
Bridget Venus GrimesLaurel Wealth Advisors, Inc. independent RIAEquita Financial Network, Inc. independent RIARIA to RIAMay 10, 2018Mar 1, 2022 (1391 d)
Mark Joseph RoblesLaurel Wealth Advisors, Inc. otherAlta Pacific Wealth Management LLC state registeredOtherJul 11, 2014Jan 1, 2026 (4192 d)
Andre JulianLaurel Wealth Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 17, 2013Jun 3, 2013
Krista Marie JohnsonLaurel Wealth Advisors, Inc. otherCentaurus Financial, Inc. otherOtherAug 31, 2012May 17, 2016 (1355 d)
Daniel Mark HazardLaurel Wealth Advisors, Inc. otherWestern International Securities otherOtherFeb 14, 2012Feb 16, 2012
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20 moves match.