DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tlwm Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Neil TobinTlwm Financial independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 16, 2025Jul 10, 2025
Michael Clyde CoralesTlwm Financial independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 29, 2024Jun 23, 2026 (845 d)
Justin Thomas BellowsTlwm Financial independent RIAFacet independent RIARIA to RIADec 31, 2021Jan 21, 2022
Melissa Schuessler MendezTlwm Financial independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2019May 27, 2020 (225 d)
Victoria C PrintzTlwm Financial otherEquitable Advisors, LLC national BDOtherFeb 1, 2017Feb 1, 2019 (730 d)
Michael James KlorerTlwm Financial otherSwbc Investment Company otherOtherJan 3, 2017Aug 24, 2017 (233 d)
Peter Joseph CoulchinskyTlwm Financial otherKmc Wealth Management, LLC state registeredOtherFeb 18, 2014Feb 24, 2014
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7 moves match.